American Express Statements for SEC Compliance
Preparing American Express bank statements for sec compliance? Registered investment advisors, broker-dealers, and public companies need bank statement data for SEC compliance, custody verification, and regulatory examination responses.
Convert American Express Statements Instantly
BankScan AI converts your American Express statement PDF to a clean Excel spreadsheet in seconds — handling DD MMM YY and charge card layout with separate sections for new charges, payments, credits, and membership rewards summary automatically. Convert financial institution statements to structured spreadsheets for SEC examination preparation, custody audits, and regulatory filing support.
About American Express Statement Format
American Express statements include card transactions, membership rewards, and payment summaries. BankScan AI extracts all transaction detail including merchant categories.
Getting Your American Express Statement for SEC Compliance
In Amex Online, go to 'Statements & Activity', select the statement period, and download as PDF. For CSV exports, use 'Download your statement data' and choose the date range. The Amex app also offers statement downloads. Download 12-36 months for SEC examination document requests; custody rule compliance requires ongoing quarterly verification of statements.
How It Works
Upload your American Express statement
Drop your American Express UK statement PDF. Supports PDF. Need 12-36 months for SEC examination document requests; custody rule compliance requires ongoing quarterly verification? Upload them all.
AI extracts every transaction
Our AI handles American Express's DD MMM YY and charge card layout with separate sections for new charges, payments, credits, and membership rewards summary — extracting Client fund custody verification, proprietary trading accoun.
Use for sec compliance
Download formatted Excel ready for sec compliance. Account-level detail with clear identification of client versus proprietary accounts, reconciled to ADV Part 1 reported AUM; transaction types coded for examiner review
American Express + SEC Compliance Features
- American Express optimised — Handles DD MMM YY dates and charge card layout with separate sections for new charges, payments, credits, and membership rewards summary
- Built for sec compliance — Convert financial institution statements to structured spreadsheets for SEC examination preparation, custody audits, and regulatory filing support.
- Period coverage — Convert 12-36 months for SEC examination document requests; custody rule compliance requires ongoing quarterly verification of American Express statements in minutes
Convert American Express for SEC Compliance — Fast
SEC document request responses typically due within 1-2 weeks during an examination; failure to produce records promptly can escalate the examination scope
Convert American Express Statement Free