Mercury Statements for SEC Compliance
Preparing Mercury bank statements for sec compliance? Registered investment advisors, broker-dealers, and public companies need bank statement data for SEC compliance, custody verification, and regulatory examination responses.
Convert Mercury Statements Instantly
BankScan AI converts your Mercury statement PDF to a clean Excel spreadsheet in seconds — handling MM/DD/YYYY and modern fintech format with Date, Description, Amount, and Balance columns, plus detailed wire transfer and ACH originator information automatically. Convert financial institution statements to structured spreadsheets for SEC examination preparation, custody audits, and regulatory filing support.
About Mercury Statement Format
Mercury's fintech banking statements are popular with startups and tech companies. BankScan AI handles Mercury's wire-heavy, API-friendly transaction format.
Getting Your Mercury Statement for SEC Compliance
In Mercury's dashboard, go to 'Accounts', select the account, click 'Statements', and download as PDF. For CSV exports, use the 'Export' button on the transactions page. Mercury also offers API access for programmatic statement generation. Download 12-36 months for SEC examination document requests; custody rule compliance requires ongoing quarterly verification of statements.
How It Works
Upload your Mercury statement
Drop your Mercury (startup banking) statement PDF. Supports PDF, CSV. Need 12-36 months for SEC examination document requests; custody rule compliance requires ongoing quarterly verification? Upload them all.
AI extracts every transaction
Our AI handles Mercury's MM/DD/YYYY and modern fintech format with Date, Description, Amount, and Balance columns, plus detailed wire transfer and ACH originator information — extracting Client fund custody verification, proprietary trading accoun.
Use for sec compliance
Download formatted Excel ready for sec compliance. Account-level detail with clear identification of client versus proprietary accounts, reconciled to ADV Part 1 reported AUM; transaction types coded for examiner review
Mercury + SEC Compliance Features
- Mercury optimised — Handles MM/DD/YYYY dates and modern fintech format with Date, Description, Amount, and Balance columns, plus detailed wire transfer and ACH originator information
- Built for sec compliance — Convert financial institution statements to structured spreadsheets for SEC examination preparation, custody audits, and regulatory filing support.
- Period coverage — Convert 12-36 months for SEC examination document requests; custody rule compliance requires ongoing quarterly verification of Mercury statements in minutes
Convert Mercury for SEC Compliance — Fast
SEC document request responses typically due within 1-2 weeks during an examination; failure to produce records promptly can escalate the examination scope
Convert Mercury Statement Free