Starling Statements for SEC Compliance
Preparing Starling bank statements for sec compliance? Registered investment advisors, broker-dealers, and public companies need bank statement data for SEC compliance, custody verification, and regulatory examination responses.
Convert Starling Statements Instantly
BankScan AI converts your Starling statement PDF to a clean Excel spreadsheet in seconds — handling DD/MM/YYYY and single Amount column with +/- signs, merchant categories, and running balance automatically. Convert financial institution statements to structured spreadsheets for SEC examination preparation, custody audits, and regulatory filing support.
About Starling Statement Format
Starling Bank statements have a modern layout with merchant categories, which BankScan AI preserves during conversion.
Getting Your Starling Statement for SEC Compliance
In the Starling app, go to 'Account', tap 'Statements', select the month, and download as PDF. For CSV, tap 'Settings' > 'Statement preferences' and enable CSV export format. Download 12-36 months for SEC examination document requests; custody rule compliance requires ongoing quarterly verification of statements.
How It Works
Upload your Starling statement
Drop your Starling Bank statement PDF. Supports PDF, CSV. Need 12-36 months for SEC examination document requests; custody rule compliance requires ongoing quarterly verification? Upload them all.
AI extracts every transaction
Our AI handles Starling's DD/MM/YYYY and single Amount column with +/- signs, merchant categories, and running balance — extracting Client fund custody verification, proprietary trading accoun.
Use for sec compliance
Download formatted Excel ready for sec compliance. Account-level detail with clear identification of client versus proprietary accounts, reconciled to ADV Part 1 reported AUM; transaction types coded for examiner review
Starling + SEC Compliance Features
- Starling optimised — Handles DD/MM/YYYY dates and single Amount column with +/- signs, merchant categories, and running balance
- Built for sec compliance — Convert financial institution statements to structured spreadsheets for SEC examination preparation, custody audits, and regulatory filing support.
- Period coverage — Convert 12-36 months for SEC examination document requests; custody rule compliance requires ongoing quarterly verification of Starling statements in minutes
Convert Starling for SEC Compliance — Fast
SEC document request responses typically due within 1-2 weeks during an examination; failure to produce records promptly can escalate the examination scope
Convert Starling Statement Free